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Appendix D explained: the documents you must keep

Appendix D — "Keeping records for sponsorship" — is the least glamorous document in the sponsor guidance and the one most licence outcomes turn on. When a compliance officer visits, Appendix D is effectively their checklist: they name a worker, then ask for the file. What follows is the file.

Why inspectors start here

Reporting failures need a triggering event; record-keeping failures are always there to find. A sponsor who cannot produce a required document has a finding on the first request of the first hour — no bad faith needed. That is why the guidance's quiet phrase matters: records must be produced on demand [^1].

The per-worker file

For every sponsored worker, current Appendix D expects, among other items [^1]:

  • Right-to-work evidence — the compliant check, with the date it was performed;
  • the employment contract, signed, matching what the CoS says;
  • contact details — address, phone, email — with a history of changes, not just the current entry;
  • an absence record — a live register, not a promise to reconstruct one;
  • salary evidence — payslips or payroll records demonstrating the sponsored rate is actually being paid;
  • a job description that matches the CoS occupation and duties;
  • qualifications and registrations the role required;
  • recruitment evidence — how the role was advertised and filled: adverts placed, shortlists, interview notes. "We found them through an agency" still needs paper.

The organisation file

Alongside worker files, sponsors must hold organisation-level records: documented HR processes (how you monitor attendance, absence and immigration status), evidence of your trading presence and premises, and an up-to-date hierarchy chart [^1].

How long to keep everything

The general Appendix D rule: keep each document for whichever is longer — one year after the person's sponsorship ends, or until a compliance officer has examined and approved it. Right-to-work evidence follows its own statutory rule: the duration of employment plus two years [^2]. Practical translation: your retention policy must outlive the employment relationship, and deleting a leaver's file at the leaving date is itself a breach.

Digital or paper — what "produce on demand" means in practice

Either format is acceptable; retrievability is the test. In a visit you will be asked for a named worker's specific document while the officer waits. A folder structure someone once understood, a departed manager's inbox, or "it's in the HR system somewhere" all fail that test the same way. The working standard: any document, any worker, in under a minute, with the dates visible.

That is the entire design brief behind SponsorFort's evidence vault — a slot per Appendix D item, per worker, with a completeness score. See where your file stands in two minutes.

[^1]: Appendix D: keeping documents — guidance for sponsors — gov.uk.

[^2]: Right to work checks: an employer's guide — gov.uk (retention of the statutory excuse evidence).


This is guidance based on published Home Office sponsor guidance, not legal advice. For advice on your specific situation, consult a solicitor or an adviser regulated by the Immigration Advice Authority.